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Brian Keith Jenks

Principal Securities, Inc.

Minnetonka, MN

CRD 1392331

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Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-06-17
MN RA APPROVED 2014-01-03
  • TX RA
    APPROVED_RES
    Since 2021-06-17
  • MN RA
    APPROVED
    Since 2014-01-03

Branch Locations

11100 Wayzata Blvd Ste 405, Minnetonka, MN 55305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Securities Inc Minnetonka MN 07/1985 Present
Principal Life Insurance Company Minnetonka MN 07/1998 Present
Roy Jenks & Associates Inc Minnetonka MN 03/1985 Present
Piprude Financial Minnetonka MN 12/2024 Present
  • 07/1985 → Present
    Minnetonka, MN
  • 07/1998 → Present
    Principal Life Insurance Company
    Minnetonka, MN
  • 03/1985 → Present
    Roy Jenks & Associates Inc
    Minnetonka, MN
  • 12/2024 → Present
    Piprude Financial
    Minnetonka, MN
Other Businesses

***ROY JENKS AND ASSOCIATES INSURANCE, 01/2007, BROKER OF HEALTH, LIFE, C&D, STD, DENTAL, ETC. **OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, DISABILITY INSURANCE,LONG TERM CARE INSURANCE, FIXED ANNUITIES, HEALTH, GROUP BENEFITS AND MEDICAL SUPPLEMENT THROUGH VARIOUS CARRIERS, 7/25/13. ***MEJ Property LLC; Not Investment Related; Eden Prairie, MN; Co-Owner; purchased condo/townhome with wife Karen. Renting to daughter and potentially an additional renter. Spouse handles all the day to day operations of this entity. Renting for $700 per month; Start Date: 06/01/2019; 0 hrs per month; 0 during trading hours. POWER CORNER LLC POSITION: partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 11100 Wayzata Blvd., suite 405, Minnetonka MN 55305, United States DESCRIPTION: Power Corner LLC formed for partnership/teaming agreement with other Principal Advisors. LLC will provide operational support, business partnering and practice succession planning.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-11-12
S63 Uniform Securities Agent State Law Examination 1985-10-08
  • S65 Uniform Investment Adviser Law Examination
    1997-11-12
  • S63 Uniform Securities Agent State Law Examination
    1985-10-08

View on SEC IAPD

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