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Principal Securities, Inc. CRD 1137
$17.0B regulatory AUM 1,717 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-06-17 |
| MN | RA | APPROVED | 2014-01-03 |
Branch Locations
11100 Wayzata Blvd Ste 405, Minnetonka, MN 55305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Securities Inc | Minnetonka | MN | 07/1985 | Present |
| Principal Life Insurance Company | Minnetonka | MN | 07/1998 | Present |
| Roy Jenks & Associates Inc | Minnetonka | MN | 03/1985 | Present |
| Piprude Financial | Minnetonka | MN | 12/2024 | Present |
***ROY JENKS AND ASSOCIATES INSURANCE, 01/2007, BROKER OF HEALTH, LIFE, C&D, STD, DENTAL, ETC. **OUTSIDE INSURANCE, SELLING FIXED LIFE INSURANCE, DISABILITY INSURANCE,LONG TERM CARE INSURANCE, FIXED ANNUITIES, HEALTH, GROUP BENEFITS AND MEDICAL SUPPLEMENT THROUGH VARIOUS CARRIERS, 7/25/13. ***MEJ Property LLC; Not Investment Related; Eden Prairie, MN; Co-Owner; purchased condo/townhome with wife Karen. Renting to daughter and potentially an additional renter. Spouse handles all the day to day operations of this entity. Renting for $700 per month; Start Date: 06/01/2019; 0 hrs per month; 0 during trading hours. POWER CORNER LLC POSITION: partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2023 ADDRESS: 11100 Wayzata Blvd., suite 405, Minnetonka MN 55305, United States DESCRIPTION: Power Corner LLC formed for partnership/teaming agreement with other Principal Advisors. LLC will provide operational support, business partnering and practice succession planning.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-11-12 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-08 |
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