Todd Elliott Smith

Employer firm

Allworth Financial, L.p. CRD 111167

$33.6B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 10/2018
  E*Trade Securities Llc
  Atlanta, GA
• 09/2015 → 10/2018
  E*Trade Capital Management Llc
  Atlanta, GA
• 10/2018 → 07/2021
  Fidelity Brokerage Services Llc
  Alpharetta, GA
• 10/2021 → Present
  Allworth Financial, L.P.
  Cumming, GA

Previous Registrations

• 2018-12-12 → 2021-07-09
  Fidelity Personal And Workplace Advisors
  Alpharetta, GA
• 2012-09-21 → 2018-10-05
  Harrisdirect Llc
  Arlington, VA
  Atlanta, GA
  Alpharetta, GA
• 2010-11-15 → 2012-09-13
  Truist Investment Services, Inc.
  Buford, GA
  Suwanee, GA
  Braselton, GA
  Atlanta, GA
  Suwanee, GA
  Suwanee, GA
  Buford, GA
  Buford, GA
  Duluth, GA
  Duluth, GA
  Lawrenceville, GA
  Lilburn, GA
• 2008-07-30 → 2010-10-29
  Fifth Third Securities, Inc.
  Alpharetta, GA
  Alpharetta, GA
  Duluth, GA
  Dunwoody, GA
  Marietta, GA
  Powder Springs, GA
  Atlanta, GA
  Duluth, GA
  Martinez, GA
  Augusta, GA
  Augusta, GA
  Duluth, GA
  Loganville, GA
  Lawrenceville, GA
  Lawrenceville, GA
  Roswell, GA
  Peachtree Corners, GA
  Lawrenceville, GA
  Marietta, GA
  Alpharetta, GA
  Atlanta, GA
  Roswell, GA
• 2007-04-24 → 2008-08-04
  Next Financial Group, Inc.
  Houston, TX
  Alpharetta, GA
• 2006-09-20 → 2007-04-03
  Hornor, Townsend & Kent, Llc
  Woodstock, GA

Exams

• S66 Uniform Combined State Law Examination
  2006-09-11
• S63 Uniform Securities Agent State Law Examination
  1985-08-02

Designations

• Certified Financial Planner