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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-23 |
| CA | RA | APPROVED | 2013-10-31 |
Branch Locations
3150 Crow Canyon Road, San Ramon, CA 94583-1332 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | San Ramon | CA | 10/2013 | Present |
| Charles Schwab Bank | San Ramon | CA | 10/2013 | Present |
| Blue Shield Of Ca | San Pablo | CA | 04/2009 | 09/2016 |
(1) 01/17/2017, Lueur Du Feu, retail, Richmond, CA, Husband is forming a partnership and is applying for an Offsale Beer and Wine Retail license through California Department of Alcoholic Beverage Control; the business will use my home address as the partnership address; As the spouse of the partner, I am required to complete a finger scan when husband apply for the license; joint asset is invested into the business, Hours per month less than 20
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 2006-11-02 |
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