Samuel Abraham Epstein

Employer firm

Hurwitz Associates, Inc. CRD 133472

$74.8M regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 03/2022
  Lighthouse Planning Llc
  Brooklyn, NY
• 04/2016 → 03/2022
  Kestra Financial Services, Inc.
  Austin, TX
• 02/2024 → Present
  Hurwitz Associates, Inc.
  Houston, TX
• 04/2022 → Present
  Tgi Solar Power
  Belle Harbor, NY

Previous Registrations

• 2016-04-26 → 2022-03-23
  Kestra Advisory Services, Llc
  Brooklyn, NY
  Austin, TX
  Belle Harbor, NY
• 2015-05-21 → 2016-09-22
  Kestra Investment Services, Llc
  Brooklyn, NY
• 2008-12-19 → 2015-05-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
  New York, NY

Other Businesses

1) TGI Solar Power Investment related: No Address: 173 Beach 134 street Belle Harbor NY 11694 Nature of Business: To apply new technology to the construction of smart cities internationally. COO Start date: 4/1/2022 50 hours per month, 40 hours per month during trading hours. Assist CEO of executing corporate plans and targets, construction of a smart city including energy efficient clean technology. Additionally, to implement monitoring of water chemistry and purification impacts on aquifers in the construction sites in the Yucatan, Mexico among other environmental impacts. 2) GeoVal LLC Investment Related: No Address: 173 Beach 134 street Belle Harbor NY 11694 Nature of Business: Consulting Position, Title or Relationship: President Start Date: 1/5/2009 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: 1) formulated reports, recommendations , presentations, and the n publication of significant scientific findings to professional organizations in geology.2)Synthesis of business profiles and highlights including risk reward associated with specific project. 3) Touro College Investment Related: No Address: 500 Seventh Avenue New York NY 10018 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Board member Start Date: 3/27/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: attend 2 meetings per year. 4) Congregation Ohav Zedek Investment Related: No Address: Rockaway Beach Blvd Belle Harbor NY 11694 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: One of many Directors Start Date: 3/24/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Voting on Recommendations

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-05
• S63 Uniform Securities Agent State Law Examination
  1985-11-20