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Current Employers
Gradient Advisors, Llc

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-05
  • TX RA
    APPROVED
    Since 2025-05-05

Branch Locations

4105 Lexington Avenue N. Suite 225, Arden Hills, MN 55126 • United States

5233 Bellaire Blvd # 353, Bellaire, TX 77401 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tucker Asset Management Llc Denver CO 02/2017 01/2020
Ae Wealth Management, Llc Topeka TX 02/2022 03/2025
The Lloyd Financial Group, Llc Houston TX 01/2022 03/2025
John Sicola Insurance Services Houston TX 09/1977 05/2025
Sicola Advisory Group, Llc Houston TX 04/2017 01/2022
Gradient Advisors, Llc Arden Hills MN 05/2025 Present
Previous Registrations
Other Businesses

1. Sicola Advisory Group, LLC | Investment Related | Houston TX | Financial Planning | Owner | Investment Advisor Representative | 05/2025 | 160hrs/ mo | 160hrs/mo during trading | Advisory and Insurance 2. Knights of Columbus |Not investment Related | Houston TX | Non Profit | Member | 07/2015 | 6hrs/mo outside of trading | Catholic Fraternal Charity Organization

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-03
  • S63 Uniform Securities Agent State Law Examination
    1985-09-03
Designations

View on SEC IAPD

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