Daniel Gregory Strauss

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-02-27

TX RA
APPROVED_RES

Since 2014-02-27

Branch Locations

Tucson, AZ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Tucson	AZ	07/2013	Present

07/2013 → Present

Lpl Financial Llc

Tucson, AZ

Previous Registrations

2000-02-07 → 2013-08-01

National Planning Corporation

Tucson, AZ

Tucson, AZ

Tucson, AZ

Other Businesses

1. 03/11/2015 - Daniel G. Strauss-Sr. Investment Advisor - INV REL - Daniel G. Strauss-Sr. Investment Advisor - Business Entity For Tax/Investment Purposes Only - START 01/01/2005 - All LPL comm.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-10-26
S63	Uniform Securities Agent State Law Examination	1985-08-22

S65 Uniform Investment Adviser Law Examination

1999-10-26
S63 Uniform Securities Agent State Law Examination

1985-08-22

View on SEC IAPD