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John P Sullivan

Moors & Cabot, Inc.

Boston, MA

Boston, MA

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Current Employers
Moors & Cabot, Inc.

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-04-11
  • FL RA
    APPROVED
    Since 2017-04-11

Branch Locations

One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES

One Federal Street 19Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 04/2014 03/2017
Bank Of America, N.A. Boston MA 12/2014 03/2017
Moors & Cabot Inc Boston MA 03/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-11
S63 Uniform Securities Agent State Law Examination 1986-01-09
  • S66 Uniform Combined State Law Examination
    2014-06-11
  • S63 Uniform Securities Agent State Law Examination
    1986-01-09
Other Names
  • John Patrick Sullivan

View on SEC IAPD

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