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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-08
CT RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • CT RA
    APPROVED
    Since 2009-06-01

Branch Locations

741 Boston Post Road, Madison, CT 06443 • United States

West Hartford, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Hartford CT 03/1998 Present
Morgan Stanley Smith Barney Madison CT 06/2009 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 03/1998 → Present
    Hartford, CT
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Madison, CT
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Other Businesses

*489621 - St john's Episcolpal Church; Investment related No; West Hartford, Connecticut; Religious; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 03/2022; During business hours: 0; After business hours: 2; Investment Decisions/Advice *612603 - Hartford Golf Club; Investment Related - No; West Hartford, Connecticut; Country Club; Nominating Committee (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 10/2024; During Business Hours: 0; After Business Hours: 1; Other. *687697- Powderhorn Associates; Investment related: No; Jackson, Wyoming; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 0; After business hours: 1; Administrative *689865 - Rental Property; Investment Related - Yes; Jackson, Wyoming; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 05/2025; During Business Hours: 0; After Business Hours: 2; Administrative, Accounting/Bookkeeping, Property Management

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-11-09
S63 Uniform Securities Agent State Law Examination 1992-07-14
  • S65 Uniform Investment Adviser Law Examination
    1998-11-09
  • S63 Uniform Securities Agent State Law Examination
    1992-07-14
Other Names
  • Jack Barnes

View on SEC IAPD

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