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Richard Dean Romey

Etf Portfolio Partners, Inc.

Leawood, KS

CRD 1390931

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Employer firm

Etf Portfolio Partners, Inc. CRD 128366

$431M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Etf Portfolio Partners, Inc.

4831 W. 136Th Street Suite 300, Leawood, KS 66224-5922 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-13
NE RA APPROVED 2024-11-08
CA RA APPROVED 2019-12-23
FL RA APPROVED 2019-04-29
TX RA APPROVED 2012-01-31
KS RA APPROVED 2004-04-19
MO RA APPROVED 2004-04-16
  • NC RA
    APPROVED
    Since 2025-06-13
  • NE RA
    APPROVED
    Since 2024-11-08
  • CA RA
    APPROVED
    Since 2019-12-23
  • FL RA
    APPROVED
    Since 2019-04-29
  • TX RA
    APPROVED
    Since 2012-01-31
  • KS RA
    APPROVED
    Since 2004-04-19
  • MO RA
    APPROVED
    Since 2004-04-16

Branch Locations

4831 W. 136Th Street Suite 300, Leawood, KS 66224 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Etf Portfolio Partners, Inc. Leawood KS 04/2004 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-02-03
S63 Uniform Securities Agent State Law Examination 1985-07-26
  • S65 Uniform Investment Adviser Law Examination
    1993-02-03
  • S63 Uniform Securities Agent State Law Examination
    1985-07-26
Other Names
  • Rich Romey

View on SEC IAPD

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