Joseph Vincent Delguercio

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Massachusetts Mutual Life Insurance Company
  Marlton, NJ
• 03/2017 → Present
  Mml Investors Services, Llc
  Marlton, NJ

Previous Registrations

• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Princeton, NJ
• 2002-07-24 → 2015-01-02
  New England Securities
  Princeton, NJ
  Fairfield, NJ
  Dayton, NJ
  Dayton, NJ

Other Businesses

(1) NAME: Vandolay Properties, LLC INV REL: Y ADD: P.O. Box 2 Plainsboro, NJ 08536 NATURE: Rental residential property POSITION: Member/Executive START DATE: 10/01/2017 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 12 (2) NAME: Joseph Del Guercio INV REL: Y ADD: 401 Route 73 North, Suite 201, Marlton, NJ 08053 NATURE: Outside Insurance POSITION: Agent START DATE: 05/01/1986 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 12 DESCRIBE DUTIES: P&C, Health, Group Life/Health (3) NAME: Independence Wealth Partners, LLC INV REL: Y ADD: 401 Route 73 North, Suite 201, Marlton, NJ 08053 NATURE: LLC collecting WMS fees, AAA, paying payroll, benefits POSITION: Member START DATE: 01/01/2023 NO. HR/MO: 10 NO. HR/MO DURING SEC TRADING: 8 DESCRIBE DUTIES: Administrative, Sales (4) NAME: Joseph Del Guercio INV REL: Y OR N ADD: Residential Address NATURE: Unsolicited life settlements POSITION: Agent START DATE: 05/16/2024 NO. HR/MO: 0.1 NO. HR/MO DURING SEC TRADING: 0.1 DESCRIBE DUTIES: When clients ask to surrender their life policy and I know that a life settlement company will them more than the cash value. I discuss it with them

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-02-02

Designations

• Chartered Financial Consultant

Other Names

• Joseph V Delguercio