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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-04-21 |
Branch Locations
800 Bering Dr Ste 105, Houston, TX 77057 • United States
Houston, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Houston | TX | 11/2013 | 04/2017 |
| Ameriprise Financial Services Inc | Houston | TX | 04/2017 | 03/2020 |
| Ameriprise Financial Services, Llc | Houston | TX | 03/2020 | Present |
Business Ownership; R Scott Bowers & Associates; Co-owner; R Scott Bowers & Associates is a non-operating company and a wholly owned subsidiary of PBH Marketing Inc. It was established by my wife and I at the suggestion of our CPA to allocate income from my wife's consulting engagements, writing assignments and I also allocate a portion of my earnings from Ameriprise to take advantage of PBH tax losses. RSB does not have any independent operations.; 2925 Richmond Ave suite 1200, , Houston, TX, 77098; Not Investment-Related; 05/23/2017; 1 to 9 hours per month; 0 during trading hours / PBH Marketing Inc; passive investor; Manufacture Professional Salon Products; 2925 Richmond Ave suite 1200, , Houston, TX, 77098; Not Investment-Related; 01/01/2012; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-24 |
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