Andrew David Lowenstein

Current Employers

Employment History

• 11/2012 → 12/2016
  Lpl Financial, Llc
  Westlake Village, CA
• 08/2016 → Present
  Cruden Bay Investment Management, Llc
  Westlake Village, CA

Previous Registrations

• 2012-12-03 → 2016-12-23
  Lpl Financial Llc
  San Diego, CA
  Westlake Village, CA
• 2012-10-01 → 2012-11-30
  J.P. Morgan Securities Llc
  Newbury Park, CA
  Newbury Park, CA
  Calabasas, CA
• 2009-12-24 → 2012-10-01
  Chase Investment Services Corp.
  Calabasas, CA
  Agoura Hills, CA
  Calabasas, CA
  Los Angeles, CA
  Los Angeles, CA
  Calabasas, CA
  Newbury Park, CA
  Newbury Park, CA
  Calabasas, CA

Other Businesses

(1) 06/19/2013: Cavalier Associates - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 5% Time Spent - Fixed Annuities (2) 03/13/2014: Cruden Bay Investment Management - Non-Variable Insurance DBA - DBA: Cruden Bay Investment Management - Investment Related - At Reported Business Location(s) - 5% Time Spent - Support in back office functions (3) 04/06/2015: Global Consulting Services - Business Entity For Tax/Investment Purposes Only - Investment Related - 24757 Calle Conejo, Calabasas, CA 91302 - Start 03/23/2015 - 30 Hr/Mo; 30 Hour(s) During Securities Trading (4) 02/23/2021: DRL Insurance Services, LLC - Calabasas, CA - Insurance Company - non-investment related - ownership - 1% of time spent

Exams

• S65 Uniform Investment Adviser Law Examination
  2009-12-22
• S63 Uniform Securities Agent State Law Examination
  2007-01-10