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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-07-06 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Chicago | IL | 05/2009 | 11/2016 |
| Ameriprise Financial Services, Inc. | Orland Park | IL | 11/2016 | 07/2023 |
| Lpl Financial Llc | Orland Park | IL | 07/2023 | Present |
1) 06/08/2023 - Harbor Lighthouse Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 140 Hours per month. 2) 06/08/2023 - Pashos Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 37.50 Hours per month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1985-10-29 |
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