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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2016-02-11 |
| TX | RA | APPROVED_RES | 2014-02-11 |
| DC | RA | APPROVED | 2009-06-01 |
Branch Locations
1747 Pennsylvania Ave Nw Ste 900, Washington, DC 20006 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Washington | DC | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1) SAFETY COUNCIL OF MARYLAND INC.; BALTIMORE, MD 3.SAFETYINVESTMENT RELATED; 1995 5.40 HOURS A YEAR/YES; DIRECTOR SINCE 1995, PRIOR TO THAT JOHN ROGERS DIRECTOR SINCE MAY 1980'S 2) TAX PLANNING ASSOC. INC.; 12212 DREWS CT, POTOMAC MD 20854; INVESTMENT RELATED; VICE PRESIDENT; MAY 2005;2-4 HOURS MONTHLY; UNKNOWN 3) OWNER; 10 AFTER BUSINESS HOURS; 0 DURING BUSINESS HOURS 4) Horse racing, breeding; Not investment related; Baltimore, MD; Owner; 07/2012; During business hours: 0; After business hours: 10 *692923 - Metzfund Partnership; Investment related: Yes; Stevenson; Maryland; Education; Partner (proprietor, partner, officer, director, employee, trustee, agent) 10/1999 ; During business hours: 0; After business hours: 1 ; Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-26 |
| S63 | Uniform Securities Agent State Law Examination | 1985-08-07 |
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