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Current Employers
First Dallas Securities Incorporated

2905 Maple Ave., Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-04-11
  • TX RA
    APPROVED
    Since 2006-04-11

Branch Locations

2905 Maple Ave., Dallas, TX 75201 • United States

Hodges Capital Management Inc

2905 Maple Ave, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2001-02-21
  • TX RA
    APPROVED
    Since 2001-02-21

Branch Locations

2905 Maple Ave., Dallas, TX 75201 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
First Dallas Securities Incorporated Dallas TX 02/1990 Present
Hodges Capital Management Inc Dallas TX 01/2001 Present
Other Businesses

1)Hall Branch Ranch; Non-Investment Related; Cayuga, TX; Cattle Ranching; Owner; 04/1991; Approximately 20 hrs/month; 0 hours during trading hours; Raise cattle beef. 2)Board Member - Soaring Eagle Center, DeSoto TX, not for profit/charity

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1985-08-27
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1985-08-27

View on SEC IAPD

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