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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-11-09
  • TX RA
    APPROVED
    Since 2006-11-09

Branch Locations

Menard, TX • United States

116 West Blanco Road, #204, Boerne, TX 78006 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Boerne TX 11/2000 Present
Other Businesses

(1) Name of Business: Corner Post Excavation, LLC Address: 600 Main St., Suite 1, Deer Lodge , MT, 59722, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/12/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passive Partner (2) Name of Business: MTX Deer Lodge, LLC Address: 600 Main Street, Suite 1, Deer Lodge, MT, 59722, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 04/27/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Passive Partner

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-02-26
S63 Uniform Securities Agent State Law Examination 1985-08-19
  • S65 Uniform Investment Adviser Law Examination
    1996-02-26
  • S63 Uniform Securities Agent State Law Examination
    1985-08-19

View on SEC IAPD

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