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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-08-04 |
| TX | RA | APPROVED | 2020-05-05 |
Branch Locations
5301 Sw Parkway, Bldg 2 Suite 300, Austin, TX 78735 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Austin | TX | 03/2010 | 05/2020 |
| Wells Fargo Clearing Services, Llc | Austin | TX | 11/2016 | 05/2020 |
| Rbc Capital Markets, Llc | Austin | TX | 05/2020 | Present |
(1)BABALU CIGAR CO 509 E. 6TH STREET - CIGAR STORE LIMITED PARTNER-20% OWNERSHIP 2. HOLLYWOOD VINE; NOT INVESTMENT RELATED; HOLLYWOOD, FL; WINE STORE; START DATE = 01/01/2207; NO TIME DEVOTED. - 3. RENTAL PROPERTY, INV RELATED, FLORIDA KEYS, 100% OWNED WITH SPOUSE, START: 5/1/2014, 0 HOURS, RENTAL FEES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-01 |
| S63 | Uniform Securities Agent State Law Examination | 1987-02-05 |
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