Frederick Hamilton Fischer

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1996 → 07/2025
  Lpl Financial, Llc
  Waterville, ME
• 07/2025 → Present
  Raymond James Financial Services, Inc.
  Waterville, ME
• 07/2025 → Present
  Raymond James Financial Services Advisors, Inc.
  Waterville, ME

Previous Registrations

• 2002-06-26 → 2025-07-22
  Lpl Financial Llc
  Waterville, ME

Other Businesses

(1)Name of Business: Address: 315 Main St, Waterville, ME, 04901-4920, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/20/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Sell and Service Annuity and Life Contracts (2)Name of Business: Fischer Financial Services Address: 315 Main St, Waterville, ME, 04901-4920, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/31/1998 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial & Estate Planning (3)Name of Business: Fischer Properties Address: 93 Lakeview Drive, South China, ME, 04358, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/18/1981 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real Estate Development/Rental

Exams

• S63 Uniform Securities Agent State Law Examination
  1997-09-09

Other Names

• Rick Fischer