Best Investors Account Sign in
Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2025-07-14
  • ME RA
    APPROVED
    Since 2025-07-14

Branch Locations

315 Main Street, Waterville, ME 04901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Waterville ME 07/1996 07/2025
Raymond James Financial Services, Inc. Waterville ME 07/2025 Present
Raymond James Financial Services Advisors, Inc. Waterville ME 07/2025 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 315 Main St, Waterville, ME, 04901-4920, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/20/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Sell and Service Annuity and Life Contracts (2)Name of Business: Fischer Financial Services Address: 315 Main St, Waterville, ME, 04901-4920, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 03/31/1998 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial & Estate Planning (3)Name of Business: Fischer Properties Address: 93 Lakeview Drive, South China, ME, 04358, United States Activity Type: Real Estate Brokerage/ Agent or Development Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/18/1981 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Real Estate Development/Rental

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1997-09-09
  • S63 Uniform Securities Agent State Law Examination
    1997-09-09
Other Names
  • Rick Fischer

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Waterville, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor