Best Investors
Account
Sign in
Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-12-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Wall Township | NJ | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Wall Township | NJ | 03/2017 | 07/2018 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 03/2017 | 07/2018 |
| Santander Bank, Na | Boston | MA | 07/2018 | 08/2020 |
| Santander Securities, Llc | Dorchester | MA | 07/2018 | 08/2020 |
| Securian Financial Services Inc | St Paul | MN | 01/2021 | Present |
| Allied Wealth Partners | Manasquan | NJ | 01/2021 | Present |
| Minnesota Life Insurance Co | St Paul | MN | 01/2021 | Present |
| Unemployed | Point Pleasant | NJ | 07/2020 | 01/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 12/2021 | Present |
| Cetera Investment Advisers Llc | Freehold | NJ | 12/2021 | Present |
| Provident Bank | Freehold | NJ | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2007-01-29 |
Reach out to this advisor