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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-02-24 |
| CT | RA | APPROVED | 2017-09-19 |
Branch Locations
59 Interstate Dr Ste 4, W Springfield, MA 01089-5100 • United States
21 Henry Ave Ste 2, Pittsfield, MA 01201 • United States
Westfield, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | W Springfield | MA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | W Springfield | MA | 03/2020 | Present |
Outside Employment; Certainty of the Uncertainty LLC; employee of legal entity; team compensation received from an advisor owned entity established to manage the practice; 1174 Veterans Memorial Highway, , Hauppauge, NY, 11788; Investment-Related; 04/30/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-07-17 |
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