Best Investors Account Sign in

William Anthony Henderson

LPl Financial LLC

Houston, TX

CRD 1388456

Claim This Profile
Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-01-11
TX RA APPROVED 2013-01-17
  • GA RA
    APPROVED
    Since 2022-01-11
  • TX RA
    APPROVED
    Since 2013-01-17

Branch Locations

8582 Katy Fwy Ste 117, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Houston TX 07/2011 Present
Other Businesses

(1) 09/10/2013: WILL'S HILLS HIGH SCHOOL - Outside/W-2 Employment - Investment Related - At Reported Business Location(s) - 1% Time Spent - manager of the running club (2) 02/11/2014: HENDERSON INVESTMENT SERVICES, LLC - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Investment Related - At Reported Business Location(s) (3) 4/9/2017 - Carsplus Houston - Not Investment Related - Home Based - Other-Automotive - Started 05/01/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Automotive Sales - Carplus. (4) 07/10/2024 - First Baptist Church - Non-Inv Related - Houston, TX - Teach Spin Class - Started: 7/2/2024 - 4 Hrs/Mo; 0 Hr During Trading. (5) 12/01/2025 - William Henderson - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 11/03/2025 - 5 hours per month/ 0 hours during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-01-16
S63 Uniform Securities Agent State Law Examination 1987-02-27
  • S65 Uniform Investment Adviser Law Examination
    2013-01-16
  • S63 Uniform Securities Agent State Law Examination
    1987-02-27
Other Names
  • Willie Henderson

View on SEC IAPD

More in Houston, TX

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor