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William James Riley

Cristata Investment Management

Woodstock, MD

CRD 1388423

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Employer firm

Cristata Investment Management CRD 148503

$52.5M regulatory AUM 105 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Cristata Investment Management

Woodstock, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2009-04-27
  • MD RA
    APPROVED
    Since 2009-04-27

Branch Locations

Woodstock, MD • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cristata Wealth Solutions Woodstock MD 04/2009 Present
  • 04/2009 → Present
    Cristata Wealth Solutions
    Woodstock, MD
Previous Registrations
  • 2009-03-13 → 2009-04-23
    Rbc Capital Markets, Llc
    Easton, MD
  • 2005-08-17 → 2009-03-13
    Ferris, Baker Watts, Llc
    Easton, MD
    Easton, MD
  • 2001-09-05 → 2005-08-29
    Morgan Stanley Dw Inc.
    Ellicott Cty, MD
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-06
S63 Uniform Securities Agent State Law Examination 1985-08-02
  • S66 Uniform Combined State Law Examination
    2001-08-06
  • S63 Uniform Securities Agent State Law Examination
    1985-08-02
Other Names
  • Bill James Riley

View on SEC IAPD

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