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Laura Ciminera

Morgan Stanley

Purchase, NY

New York, NY

CRD 1388279

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
CA RA APPROVED 2009-06-01
  • NY RA
    APPROVED
    Since 2021-06-16
  • CA RA
    APPROVED
    Since 2009-06-01

Branch Locations

2000 Westchester Avenue, Purchase, NY 10577-2530 • USA

750 Seventh Ave., New York, NY 10019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 06/2009 Present
Morgan Stanley Services Group Inc. New York NY 03/2017 Present
  • 06/2009 → Present
    Morgan Stanley
    New York, NY
  • 03/2017 → Present
    Morgan Stanley Services Group Inc.
    New York, NY
Previous Registrations
  • 2005-12-19 → 2009-06-01
    Morgan Stanley & Co. Llc
    London
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-04-22
S63 Uniform Securities Agent State Law Examination 1986-12-30
  • S66 Uniform Combined State Law Examination
    1999-04-22
  • S63 Uniform Securities Agent State Law Examination
    1986-12-30

View on SEC IAPD

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