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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-04-12 |
| TX | RA | APPROVED | 1993-03-03 |
Branch Locations
2100 Ross Ave, Dallas, TX 75201 • United States
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
401 Edwards St, Shreveport, LA 71101 • United States
Dallas, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 07/1984 | Present |
I*11002 For profit or not for profit: Name of outside business organization: Executor for friend Investment related: Address of business: Dallas, Texas 75236 Nature of business: , Position, title, association: , Start date of relationship: 8/25/2019 Number of hours devoted: 0 hour(s) Annually Number of hours devoted during trading hours: 0 Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-02-26 |
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