Perry Duane Nocifora

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2018
  Signator Investors, Inc.
  Westminster, CA
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Lake Arrowhead, CA
• 08/2023 → Present
  Osaic Wealth
  Lake Arrowhead, CA

Previous Registrations

• 2016-05-13 → 2018-11-02
  Signator Investors, Inc.
  Westminster, CA
  Lake Arrowhead, CA
  Huntington Beach, CA
• 2009-09-04 → 2016-05-13
  Transamerica Financial Advisors, Llc
  Huntington Beach, CA
  Lake Arrowhead, CA
  Westminster, CA
• 2004-01-07 → 2009-09-04
  Transamerica Financial Advisors, Inc.
  Westminster, CA
  Huntington Beach, CA
  Lake Arrowhead, CA
  Huntington Beach, CA
• 2003-04-10 → 2003-09-24
  Investor Financial Solutions
  Huntington Beach, CA
• 2002-07-01 → 2002-10-21
  Investor Financial Solutions
  Huntington Beach, CA

Other Businesses

1) WEALTH MANAGEMENT SERVICES, INC. POSITION: President NATURE: S-Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 07/01/2003 ADDRESS: 15771 Grey Oaks Street, Westminister CA 92683, United States DESCRIPTION: Administrative, Sales, Technical Support and Accounting. 2) SELLING FIXED INSURANCE. INVESTMENT RELATED. 160 HRS/MO 3) OWNER OF OFFICE SPACE THAT IS RENTED TO OWN CORPORATION, NOT INVESTMENT-RELATED 4) WEST VIRGINIA PROPERTY RENTAL POSITION: Owner NATURE: Joint ownership with my deceased sister. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: 530 River Street, Chester WV 26034, United States DESCRIPTION: Property management - collect rents, pay for repairs/taxes, and do the accounting / taxes.. 5) WESTMINSTER PROPERTY RENTAL POSITION: Trustee of the Trust NATURE: Nocifora Trust ownership INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 15771 Grey Oaks Street, Westminster CA 92683, United States DESCRIPTION: Property repair, accounting and paying taxes.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-04-29
• S63 Uniform Securities Agent State Law Examination
  1993-01-04

Designations

• Certified Financial Planner