Hal Kenneth Brettmann

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2013 → 10/2016
  Princor Financial Services Corporation
  Overland Park, KS
• 10/2016 → 06/2021
  Voya Financial Advisors, Inc.
  Lampe, MO
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2018-02-05 → 2021-06-09
  Voya Financial Advisors, Inc.
  Overland Park, KS
  Olathe, KS
  Lake St. Louis, MO
  Windsor, CT
  Cookeville, TN

Other Businesses

(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 5/2022 APX NUMBER OF HOURS PER WEEK: 12; APX NUMBER OF HOURS DURING TRADING HOURS: 12; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; (2) NAME OF OTHER BUSINESS: H & S FINANCIAL GROUP INC; INVESTMENT RELATED: YES; ADDRESS: SAME AS RESIDENTIAL LOCATION NATURE OF BUSINESS: INSURANCE SALES; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: PRESIDENT /MARKETING ; APX NUMBER OF HOURS PER WEEK: 30 ; APX NUMBER OF HOURS DURING TRADING HOURS: 30 ; BRIEF DESCRIPTION OF DUTIES: SALE FIXED INSURANCE PRODUCTS ;

Exams

• S66 Uniform Combined State Law Examination
  2017-12-19
• S63 Uniform Securities Agent State Law Examination
  1991-11-18

Other Names

• Hal K Brettmann
• Hal Kenneth Brettman