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William Breckenridge Anderson

Oppenheimer & Co. Inc.

Leawood, KS

Prairie Village, KS

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-07-07
KS RA APPROVED 2009-09-04
  • TX RA
    APPROVED_RES
    Since 2016-07-07
  • KS RA
    APPROVED
    Since 2009-09-04

Branch Locations

Mission Farms 10601 Mission Road 3Rd Flr, Leawood, KS 66206 • United States

Prairie Village, KS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oppenheimer & Co. Inc. Leawood KS 09/2009 Present
Previous Registrations
  • 2008-01-01 → 2009-09-04
    Wells Fargo Clearing Services, Llc
    Overland Park, KS
  • 1997-12-16 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Overland Park, KS
    Overland Park, KS
    St. Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-08-16
  • S63 Uniform Securities Agent State Law Examination
    1985-08-16

View on SEC IAPD

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