Richard Roberts Robie

Current Employers

Employment History

• 04/2002 → 01/2017
  Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.)
  Lake Jackson, TX
• 06/2014 → Present
  Cwm, Llc
  Lake Jackson, TX
• 01/2017 → 08/2021
  Cetera Advisor Networks Llc
  El Segundo, CA
• 01/2004 → Present
  Retirement Planning And Wealth Mangement, Llc
  Lake Jackson, TX

Previous Registrations

• 1988-04-26 → 2014-09-08
  Lpl Financial Llc
  Lake Jackson, TX

Other Businesses

NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 4/2018 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 POSITION/TITLE/RELATIONSHIP: AGENT BRIEF DESCRIPTION OF DUTIES: SELLING LIFE & LONG TERM CARE NAME OF OTHER BUSINESS: BRAZOSPORT TOASTMASTERS CLUB; INVESTMENT RELATED: NO; ADDRESS: N/A; NATURE OF BUSINESS: NON PROFIT / SPEAKING AND EDUCATION CLUB; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT OF MEMBERSHIP; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: IN CHARGE OF RECRUITMENT; NAME OF OTHER BUSINESS: ROTARY E-CLUB OF HOUSTON; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: BOARD; START DATE: 7/2021; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: RUN ZOOM MEETINGS AND FIND TOPICS OF INTEREST OF MEMBERS, PRESIDE OVER BOARD MEETINGS;

Exams

• S63 Uniform Securities Agent State Law Examination
  1985-07-23

Other Names

• Dick Robie