Nancy Anne Szymula

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Ubs Financial Services Inc.
  Chicago, IL

Previous Registrations

• 2012-10-31 → 2012-11-30
  Charles Schwab & Co., Inc.
  Chicago, IL
  Spokane, WA
• 2006-06-22 → 2012-10-09
  Bmo Harris Financial Advisors, Inc.
  Chicago, IL
• 2012-03-23 → 2012-08-17
  M&I Financial Advisors, Inc
  Milwaukee, WI

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-06
• S63 Uniform Securities Agent State Law Examination
  1985-12-19