Thomas Joseph Keepes

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2017 → Present
  Fisher Investments
  Camas, WA
• 01/2009 → 12/2016
  Self-Employed
  Oak Grove, OR

Other Businesses

--Name of the other business: DIERINGERS PROPERTIES INC./ DIERINGER FAMILY FOUNDATION --Investment-related? NO --Address of the other business: 10544 SE 45TH AVENUE, MILWAUKIE, OR 97222 --Nature of the other business: REAL ESTATE CONSULTING --Position, title, or relationship with the other business: REAL ESTATE CONSULTANT --Start date of your relationship: 01/2009 --Approximate number of hours/month you devote to the other business: 12 --Number of hours you devote to the other business during securities trading hours: 0 --Duties relating to the other business: REAL ESTATE INVESTMENT CONSULTING

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-03
• S63 Uniform Securities Agent State Law Examination
  1985-08-21

Other Names

• Tom Keepes