Best Investors
Account
Sign in
Best Investors
Account
Sign in
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-26 |
| OH | RA | APPROVED | 2015-10-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Insurance Agent | Cincinnati | OH | 10/1985 | Present |
| Lpl Financial, Llc | Cincinnati | OH | 10/2015 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 10/2015 | Present |
1. 3/22/2016: Independent Financial Resources, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/11/2016: Private Advisor Group, LLC - DBA: (Hybird) Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 40 Hours Per Month - Time Spent 25% - IAR for RIA. 3. 4/11/2016: Private Advisor Group - DBA: (Hybrid) Independent Financial Resources, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - 40 Hours Per Month - Time Spent 25% - IAR.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2004-12-20 |
Reach out to this advisor