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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2025-07-17
  • VT RA
    APPROVED
    Since 2025-07-17

Branch Locations

1000 Elm St 15Th Floor, Manchester, NH 03101 • United States

Killington, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance C Milwaukee WI 05/1991 Present
Northwestern Mutual Investment Services, Llc Boston MA 06/1991 07/2025
Northwestern Mutual Wealth Management Company Mnilwaukee WI 05/2007 Present
Ramp Skis Park City UT 03/2014 Present
Northwestern Mutual Investment Services, Llc Manchester NH 07/2025 Present
Previous Registrations
  • 2007-02-21 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-20
S63 Uniform Securities Agent State Law Examination 1985-07-23
  • S66 Uniform Combined State Law Examination
    2005-10-20
  • S63 Uniform Securities Agent State Law Examination
    1985-07-23

View on SEC IAPD

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