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Current Employers
Forum Financial Management, Lp

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2013-01-01
  • IL RA
    APPROVED
    Since 2013-01-01

Branch Locations

15255 S 94Th Avenue Suite 500, Orland Park, IL 60462 • United States

1900 South Highland Avenue Suite 100, Lombard, IL 60148 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tax & Financial Solutions, Inc. Orland Park IL 12/2005 Present
Michon & Buckley Orland Park IL 12/2005 Present
Forum Financial Management, Lp Lombard IL 10/2012 Present
  • 12/2005 → Present
    Tax & Financial Solutions, Inc.
    Orland Park, IL
  • 12/2005 → Present
    Michon & Buckley
    Orland Park, IL
  • 10/2012 → Present
    Lombard, IL
Other Businesses

1) Michon & Buckley; Not investment related; 15255 S 94th Avenue, Suite 500, Orland Park, IL 60462; Law Firm; Partner & Attorney; 12/01/2005; 5 hours/per month devoted; 5 hours during securities trading hours; Provide estate planning and real estate services. 2) Tax & Financial Solutions, Inc.; Not investment related; 15255 S 94th Avenue, Suite 500, Orland Park, IL 60462; Tax and Accounting firm; President; 12/01/2005; 30 hours per month devoted; 30 hours during securities trading hours; prepare tax returns and review accounting statements.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-28
  • S65 Uniform Investment Adviser Law Examination
    2012-12-28

View on SEC IAPD

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