Daryl Raymond Weber

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-07-27
DE	RA	APPROVED	2002-01-01

NY RA
APPROVED

Since 2021-07-27
DE RA
APPROVED

Since 2002-01-01

Branch Locations

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Llc	New York	NY	05/2009	11/2016
Wells Fargo Clearing Services, Llc	New York	NY	11/2016	Present

05/2009 → 11/2016

Wells Fargo Advisors Llc

New York, NY
11/2016 → Present

Wells Fargo Clearing Services, Llc

New York, NY

Other Businesses

POWER OF ATTORNEY FOR MOTHER; INVESTMENT RELATED; NEW YORK, NY; START DATE 1/4/2015; 60 HRS PER MONTH; 0 HRS DURING TRADING. ADMINISTRATOR FOR FATHER'S ESTATE; INV. RELATED; EAST MEADOW, NY; START DATE 6/29/2015; 0 HRS PER MONTH. TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; EAST MEADOW, NY; START DATE 2/5/2015; 0 HRS PER MONTH. 74th STREET CONDO ASSOCIATION, NOT INV RELATED, BROOKLYN, NY, BOARD MEMBER, START 11/1/2019, 2 HOURS PER MONTH, ZERO DURING TRADING, CONDO COMPLEX MEETINGS TO DISCUSS MAINTAINING BUILDING. TRUSTEE OF TRUST FBO CHILDREN; INV. RELATED; MEDFORD, NY; START DATE 3/2022; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-13
S63	Uniform Securities Agent State Law Examination	1985-12-27

S65 Uniform Investment Adviser Law Examination

1999-12-13
S63 Uniform Securities Agent State Law Examination

1985-12-27

Other Names

Darly Raymond Weber
Paul Raymond Weber

View on SEC IAPD