Mark Everett Schrader

Current Employers

Arete Wealth Advisors, Llc

1115 W Fulton Market 3Rd Floor, Chicago, IL 60607 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-01-20
NY	RA	APPROVED	2022-07-20

FL RA
APPROVED

Since 2023-01-20
NY RA
APPROVED

Since 2022-07-20

Branch Locations

425 Broadhollow Rd. Suite 325, Melville, NY 11747 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
National Securities Corp	Melville	NY	08/2016	07/2022
National Asset Management	Melville	NY	08/2016	07/2022
Arete Wealth Management Llc	Chicago	IL	07/2022	Present
Arete Wealth Advisors Llc	Chicago	IL	07/2022	Present

08/2016 → 07/2022

National Securities Corp

Melville, NY
08/2016 → 07/2022

National Asset Management

Melville, NY
07/2022 → Present

Arete Wealth Management Llc

Chicago, IL
07/2022 → Present

Arete Wealth Advisors Llc

Chicago, IL

Previous Registrations

2016-09-09 → 2022-07-20

B. Riley Wealth Advisors, Inc.

Melville, NY

Melville, NY
2008-06-27 → 2016-08-08

Oppenheimer & Co. Inc.

Hauppauge, NY
2007-05-29 → 2008-07-08

Citigroup Global Markets Inc.

Syosset, NY

Plainview, NY

Jericho, NY

Las Vegas, NV
2004-12-06 → 2007-05-29

Citicorp Investment Services

Jericho, NY

Jericho, NY

Other Businesses

1) PRESIDENT OF BOARD OF DIRECTORS OF ISLAND'S END GOLF & COUNTRY CLUB. SEMI PRIVATE GOLF COURSE AND NOT INVESTMENT RELATED. I WAS ELECTED TO THE BOARD MAY 2009 AND HAVE HELD 20 SHARES OF STOCK IN THE COMPANY SINCE 1995 WHICH IS LESS THAN 1% OF THE OUTSTANDING SHARES. MY DUTIES ARE TO OVERSEE THE BUSINESS POLICIES OF THE GOLD COURSE AND MANAGE THE STAFF IN PLACE TO HANDLE DAY TO DAY BUSINESS. DEVOTE 20 HOURS PER MONTH, MOST OF THESE HOURS ARE NOT DURING THE SECURITIES TRADING DAY BUT OCCASIONALLY AN ISSUE ARISES THAT REQUIRES MY ATTENTION DURING THE DAY. I ESTIMATE THAT TIME TO BE 1-2 HOURS PER MONTH....(2) INSURANCE AGENT, INVESTMENT RELATED, BRANCH ADDRESS, START DATE: 08/2016, 15 HOURS/MONTH, 2 HOURS/MONTH DURING TRADING HOURS,ADVISE ON INSURANCE PRODUCTS...(3) THE SCHRADER GROUP INC PRESIDENT START 2017 2 HRS PER MONTH ZERO DURING TRADING HRS, CORPORTATION SOLEY FOR THE PURPOSE OF PAYING EXPENSES FOR BUSINESS PURPOSES...(4) MARKSCHRADER.COM DOMAIN START AUG 2016 3 HRS PER MONTH ALL DURING TRADING HRS...(5) FINCADIA LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED... (6) FINCADIA CAPITAL PARTNERS LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED... (7) FINCADIA WEALTH MANAGEMENT LLC: DBA; REGISTERED REP/ADVISOR; MELVILLE, NY; START DATE 07/2022; FULL TIME; INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-12-12
S63	Uniform Securities Agent State Law Examination	1985-07-30

S65 Uniform Investment Adviser Law Examination

2003-12-12
S63 Uniform Securities Agent State Law Examination

1985-07-30

View on SEC IAPD