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Current Employers
Newedge Advisors

858 Camp Street, New Orleans, LA 70130 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-18
  • TX RA
    APPROVED
    Since 2024-09-18

Branch Locations

8144 Walnut Hill Lane Suite 1120, Dallas, TX 75231 • United States

858 Camp Street, New Orleans, LA 70130 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Addison TX 10/2011 11/2023
Brennan Financial Services Addison TX 10/2013 09/2024
Osaic Wealth, Inc. Dallas TX 11/2023 09/2024
Newedge Securities, Llc Pittsburgh PA 09/2024 Present
Newedge Advisors, Llc New Orleans LA 09/2024 Present
  • 10/2011 → 11/2023
    Fsc Securities Corporation
    Addison, TX
  • 10/2013 → 09/2024
    Brennan Financial Services
    Addison, TX
  • 11/2023 → 09/2024
    Dallas, TX
  • 09/2024 → Present
    Newedge Securities, Llc
    Pittsburgh, PA
  • 09/2024 → Present
    Newedge Advisors, Llc
    New Orleans, LA
Previous Registrations
  • 2023-11-03 → 2024-09-20
    Dallas, TX
  • 2013-10-25 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
    Dallas, TX
  • 2013-06-19 → 2013-12-04
    Brennan Wealth Advisors, Llc
    Frisco, TX
  • 2008-10-02 → 2010-12-31
    Edi Investment Advisor Corporation
    Irving, TX
Other Businesses

1. CORPORATE DISCOUNTS LLC; Not investment related; Dallas, TX; owner/manager; Home Restoration; 09/2015; 15 total hrs; 4 trading hours; Overseeing construction workers and contractor 2. Self-Employed; Not Investment Related; Dallas, TX; Insurance; licensed insurance agent; 10/2011; 8 total hrs; 8 trading hrs; recommending and providing fixed insurance 3. NewEdge Advisors, LLC - DBA BFS Advisory Group; Investment related; Dallas, TX; Start date 09/2024; 160 total hours; 160 trading hours; Investment Advisor Representative 4. NewEdge Securities, LLC - DBA BFS Advisory Group; Investment related; Dallas, TX; Start date 09/2024; Registered Representative

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-01-22
S63 Uniform Securities Agent State Law Examination 1986-07-18
  • S65 Uniform Investment Adviser Law Examination
    1993-01-22
  • S63 Uniform Securities Agent State Law Examination
    1986-07-18

View on SEC IAPD

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