Melvin Dale Brooks

Employer firm

Ip Financial Advisory Services LLC CRD 305772

$481M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• CONSULTING SERVICES TO QUALIFIED RETIREMENT PLANS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Innovation Partners Llc
  Matthews, NC
• 01/2006 → Present
  Merriville Education Foundation
  Merriville, IN
• 01/2020 → Present
  Ip Financial Advisory Services
  Charlotte, NC

Previous Registrations

• 2008-12-11 → 2012-12-31
  Transamerica Financial Advisors, Llc
  Crown Point, IN
  Carmel, IN
  Crown Point, IN
• 2004-07-16 → 2006-01-05
  Valic Financial Advisors, Inc.
  Merillville, IN

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-07-15
• S63 Uniform Securities Agent State Law Examination
  1985-11-25