Esperanza Padilla Gomez

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2013-12-02 → 2017-06-08
  Integrated Wealth Management, Inc.
  Newport Beach, CA
• 2008-03-28 → 2013-11-08
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
• 2003-12-12 → 2008-04-14
  Ubs Financial Services Inc.
  Newport Beach, CA
  Newport Beach, CA
• 2002-08-06 → 2003-12-19
  Wells Fargo Clearing Services, Llc
  Seal Beach, CA
• 1997-07-08 → 2002-06-13
  Ubs Financial Services Inc.
  Los Angeles, CA

Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 4/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.GATEWAY FINANCIAL ADVISORS, 210 CROW CANYON PL, STE 100, SAN RAMON, CA, 5/2016 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 20/WK - 20/TRADING. 3.THE CREPEREE LA, 11721 Patton Rd, Downey CA 90241, 03/2025, Owner, food industry, dog boarding, NIR, 10 HR/MO, 0 HR/MO TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-05-19
• S63 Uniform Securities Agent State Law Examination
  1996-02-05

Other Names

• Espi Padilla
• Esperanza Gomez Padilla
• Esperanza Padilla-Gomez