Best Investors Account Sign in

Richard Daniels Russell

Wells Fargo Clearing Services, LLC

Walnut Creek, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-05-20
CA RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2013-05-20
  • CA RA
    APPROVED
    Since 2008-01-01

Branch Locations

1880 Tice Valley Blvd, Walnut Creek, CA 94595 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Walnut Creek CA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Walnut Creek CA 11/2016 Present
Previous Registrations
  • 1997-07-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Walnut Creek, CA
    Walnut Creek, CA
    St. Louis, MO
Other Businesses

CO-TRUSTEE OF MOTHER'S TRUST; INVESTMENT RELATED; MORGAN, CA; START DATE = 2003.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-07-17
S63 Uniform Securities Agent State Law Examination 1985-08-08
  • S65 Uniform Investment Adviser Law Examination
    2009-07-17
  • S63 Uniform Securities Agent State Law Examination
    1985-08-08
Designations
Other Names
  • Richard Daniels Russell
  • Rick Russell
  • Rick Russell
  • Richard Daniels Russell

View on SEC IAPD

Other Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
SAVANT WEALTH MANAGEMENT
ONE CAPITAL MANAGEMENT, LLC
ROCKEFELLER FINANCIAL LLC
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL
Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor