Marshall Alan Dearden

Employer firm

Ameritas Advisory Services, LLC CRD 317245

$13.7B regulatory AUM 1,086 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 08/2018
  Ameritas Investment Corp
  Lincoln, NE
• 08/2018 → 11/2018
  Hd Vest Investment Services
  Laurel, MD
• 08/2018 → 11/2018
  Hd Vest Advisory Services
  Laurel, MD
• 01/2019 → Present
  Ameritas Investment Corp
  Lincoln, NE
• 11/2018 → Present
  Boom Planning
  San Francisco, CA
• 11/2018 → Present
  Canvas Financial
  San Francisco, CA
• 11/2021 → Present
  Ameritas Advisory Services, Llc
  Lincoln, NE

Previous Registrations

• 2018-08-31 → 2018-12-10
  Avantax Advisory Services
  Laurel, MD
• 2012-04-17 → 2018-09-10
  Ameritas Investment Company, Llc
  Bethesda, MD
  Bethesda, MD
  Lincoln, NE
  Bethesda, MD
  Lincoln, NE
• 2008-08-18 → 2012-04-10
  M&T Securities, Inc.
  Baltimore, MD
• 2007-09-17 → 2008-08-11
  Pnc Wealth Management Llc
  Reisterstown, MD
• 2005-05-12 → 2007-09-17
  Mercantile Brokerage Services, Inc.
  Reisterstown, MD
  Baltimore, MD
  Pikesville, MD

Other Businesses

*BOOM PLANNING; SAME AS BRANCH; INV REL; FINANCIAL PLANNING; PORTFOLIO ANALYST/TRADER; START DATE=11/2018; HRS/MO=160; TRADING HRS/MO=160; TRADING AND MANAGING THE INVESTMENT MODELS; *Canvas Financial; same as branch; inv rel; new organization with AIC that combines six different firms; Trader; start date=11/2018; hrs/mo=200; trading hrs/mo=130; trade portfolios within TD Ameritrade's iRebal system for the advisors

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-21
• S63 Uniform Securities Agent State Law Examination
  1991-10-11