Richard Lee Turner

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 08/2020
  Wells Fargo Advisors Financial Network Llc
  Longmont, CO
• 09/2020 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 09/2020 → Present
  Cambridge Investment Research Advisors, Inc
  Fairfield, IA

Previous Registrations

• 2010-03-12 → 2020-08-14
  Wells Fargo Advisors Financial Network, Llc
  Longmont, CO
• 2008-01-01 → 2010-03-12
  Wells Fargo Clearing Services, Llc
  Longmont, CO
• 2006-02-02 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Longmont, CO
  Longmont, CO
  St. Louis, MO

Other Businesses

1) RICH TURNER FINANCIAL CORP, 2204 18th Avenue Suite 216, Longmont CO 80501, 10/12/2009, President, Using a Trade Name/dba, NIR, 1 HR/MO, 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 10/08/20 3) RICH TURNER FINANTIAL CORP., 14098 N. 95th St., Longmont CO 80504, 10/12/2009, Treasurer, DBA Name, NIR, 1 HR/MO - 0 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2006-02-01
• S63 Uniform Securities Agent State Law Examination
  1985-08-27

Other Names

• Rich Turner