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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
| WI | RA | APPROVED | 1993-03-31 |
Branch Locations
340 North Wisconsin St, De Pere, WI 54115 • United States
499 N New Franken Road, New Franken, WI 54229 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
DBA - VOYAGEUR FINANCIAL GROUP, LLC., 2/09 - MUSTANG BUILDING PARTNERS, LLC. - Owner -9, 0 HRS/MTH; 7/12 -TWW HOLDINGS, LLC - Owner -10 HRS/MO; 6/10 - RVDH DEVELOPMENT CORP - Owner - O hrs/month;6/10 - NOTARY PUBLIC - 1 HR/month; OUTSIDE INSURANCE; BURIAL TRUSTS; 7/19 -VOYAJONES, LLC 340 N Wisconsin St DePere, WI 54115 - 1/7th OWNER - 5 hrs/month; 9/20 -College of Saint Scholastica - 1200 Kenwood Ave Duluth MN 55811 - Chairman of the Board- 20 hrs/month
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-09-18 |
| S63 | Uniform Securities Agent State Law Examination | 1986-07-11 |
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