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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-12-11
MN RA APPROVED 2024-12-09
TX RA APPROVED 2024-12-09
  • FL RA
    APPROVED
    Since 2024-12-11
  • MN RA
    APPROVED
    Since 2024-12-09
  • TX RA
    APPROVED
    Since 2024-12-09

Branch Locations

Clearwater, FL • United States

7900 International Drive Suite 1085, Bloomington, MN 55425 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Edina MN 10/2015 12/2024
Wahl Wire Wealth Management Bloomington MN 12/2024 Present
Raymond James Financial Services, Inc. Bloomington MN 12/2024 Present
Raymond James Financial Services Advisors, Inc. Bloomington MN 12/2024 Present
Previous Registrations
  • 2015-10-30 → 2024-12-11
    Minneapolis, MN
    Edina, MN
    Clearwater, FL
    Clearwater, FL
    Clearwater, FL
    Clearwater, FL
  • 2008-04-07 → 2015-11-06
    Edina, MN
    Minnetonka, MN
  • 2006-04-04 → 2008-04-07
    Wells Fargo Investments, Llc
    Elk River, MN
    Minneapolis, MN
    Champlin, MN
    Champlin, MN
Other Businesses

(1) Name of Business: Address: 5550 BIMINI DR, MINNETONKA, MN, 55343, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/13/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I rent my property in Minnetonka MN for part of the year when I am in Florida working remotely. (2) Name of Business: Wahl & Wire Wealth Management Address: 7900 International Dr Ste 1085, Bloomington, MN, 55425-2434, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/08/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (3) Name of Business: Wire Wealth Advisors LLC Address: 7900 International Dr Ste 1085, Bloomington, MN, 55425-2434, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 12/08/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: I am a financial advisor registered with Raymond James Financial Services

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-04-03
S63 Uniform Securities Agent State Law Examination 1985-07-31
  • S65 Uniform Investment Adviser Law Examination
    2006-04-03
  • S63 Uniform Securities Agent State Law Examination
    1985-07-31
Other Names
  • John Jacob Wire
  • John Jacob Wire
  • John Jacob Wire

View on SEC IAPD

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