Best Investors Account Sign in
Inactive

James Francis Agasar

Sei Investments Management Corp

San Clemente, CA

Oaks, PA

Claim This Profile
Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-19
PA RA APPROVED 2024-01-08
  • CA RA
    APPROVED
    Since 2024-06-19
  • PA RA
    APPROVED
    Since 2024-01-08

Branch Locations

San Clemente, CA • United States

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clark Cap Philadelphia PA 05/2013 09/2018
Adviser Dealer Services, Inc Dublin OH 09/2018 Present
  • 05/2013 → 09/2018
    Clark Cap
    Philadelphia, PA
  • 09/2018 → Present
    Adviser Dealer Services, Inc
    Dublin, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-21
  • S65 Uniform Investment Adviser Law Examination
    2023-12-21
Other Names
  • Jim Agasar
  • James F. Agasar

View on SEC IAPD

More in San Clemente, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor