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James Francis Agasar

Sei Investments Management Corp

San Clemente, CA

Oaks, PA

CRD 5206882

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Employer firm

Sei Investments Management Corp CRD 105146

$216B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Sei Investments Management Corp

One Freedom Valley Drive, Oaks, PA 19456 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-06-19
PA RA APPROVED 2024-01-08
  • CA RA
    APPROVED
    Since 2024-06-19
  • PA RA
    APPROVED
    Since 2024-01-08

Branch Locations

San Clemente, CA • United States

One Freedom Valley Drive, Oaks, PA 19456 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Clark Cap Philadelphia PA 05/2013 09/2018
Adviser Dealer Services, Inc Dublin OH 09/2018 Present
  • 05/2013 → 09/2018
    Clark Cap
    Philadelphia, PA
  • 09/2018 → Present
    Adviser Dealer Services, Inc
    Dublin, OH
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-12-21
  • S65 Uniform Investment Adviser Law Examination
    2023-12-21
Other Names
  • Jim Agasar
  • James F. Agasar

View on SEC IAPD

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