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3030 North Rocky Point Drive West Suite 700, Tampa, FL 33607 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2009-03-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Live Oak | FL | 09/2009 | 05/2019 |
| Independent Financial Partners | Live Oak | FL | 07/2010 | Present |
| Ifp Securities, Llc | Live Oak | FL | 05/2019 | Present |
(1) 07/23/2010- OTHER-III SALES, RETAIL SALE OF COLLECTIBLE FIREARMS, SOLE PROPRIETORSHIP, COMMENCED 03/1984, 5%. (2) 07/23/2010- NON-VARIABLE INSURANCE, INDEPENDENT INSURANCE SALES, COMMENCED 03/1979, 20%. (3) 07/27/2010- DBA ONLY, GUNTER FINANCIAL. (4) 07/28/2010 - INDEPENDENT FINANCIAL PARTNERS - REGISTERED INVESTMENT ADVISOR - (HYBRID) INDEPENDENT FINANCIAL PARTNERS (5) 07/29/2010- DBA ONLY, HERMAN GUNTER (6) 06/20/2015 - GUNTER FINANCIAL - DBA - INV REL - 909 NORTH OHIO AVENUE LIVE OAK, FL 32064 - START 09/17/2009 - 8 HRS/MO DURING SECS TRDG HRS (7) Covenant First Presbyterian Church; Church; Not Investment Related; 421 White Avenue SE, Live Oak, FL 32064; Volunteer; Presiding Elder, conduct weekly Sunday evening worship services; Start 9/9/2012; 20 hrs/mo, 0 during trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-06-18 |
| S63 | Uniform Securities Agent State Law Examination | 1987-11-13 |
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