Herman Gunter

Employer firm

Independent Financial Partners CRD 125112

$16.3B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• NON-DISCRETIONARY INVESTMENT ADVICE

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 05/2019
  Lpl Financial Llc
  Live Oak, FL
• 07/2010 → Present
  Independent Financial Partners
  Live Oak, FL
• 05/2019 → Present
  Ifp Securities, Llc
  Live Oak, FL

Previous Registrations

• 2012-06-18 → 2014-01-06
  Lpl Financial Llc
  San Diego, CA
  Live Oak, FL
• 2008-10-31 → 2009-02-24
  Osaic Services, Inc.
  Live Oak, FL
• 1995-11-02 → 2008-10-31
  American General Securities Incorporated
  Live Oak, FL

Other Businesses

(1) 07/23/2010- OTHER-III SALES, RETAIL SALE OF COLLECTIBLE FIREARMS, SOLE PROPRIETORSHIP, COMMENCED 03/1984, 5%. (2) 07/23/2010- NON-VARIABLE INSURANCE, INDEPENDENT INSURANCE SALES, COMMENCED 03/1979, 20%. (3) 07/27/2010- DBA ONLY, GUNTER FINANCIAL. (4) 07/28/2010 - INDEPENDENT FINANCIAL PARTNERS - REGISTERED INVESTMENT ADVISOR - (HYBRID) INDEPENDENT FINANCIAL PARTNERS (5) 07/29/2010- DBA ONLY, HERMAN GUNTER (6) 06/20/2015 - GUNTER FINANCIAL - DBA - INV REL - 909 NORTH OHIO AVENUE LIVE OAK, FL 32064 - START 09/17/2009 - 8 HRS/MO DURING SECS TRDG HRS (7) Covenant First Presbyterian Church; Church; Not Investment Related; 421 White Avenue SE, Live Oak, FL 32064; Volunteer; Presiding Elder, conduct weekly Sunday evening worship services; Start 9/9/2012; 20 hrs/mo, 0 during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-06-18
• S63 Uniform Securities Agent State Law Examination
  1987-11-13

Designations

• Chartered Financial Consultant