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San Diego, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-09 |
| NV | RA | APPROVED | 2025-01-09 |
| TX | RA | APPROVED_RES | 2025-01-03 |
Branch Locations
1180 N. Town Center Drive Suite 100, Las Vegas, NV 89144 • United States
1180 N. Town Center Drive Suite 100, Las Vegas, NV 89144 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-09 |
| NV | RA | APPROVED | 2025-01-09 |
Branch Locations
1180 N. Town Center Drive Suite 100, Las Vegas, NV 89144 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gsg Capital Advisors | Los Angeles | CA | 07/2009 | 03/2019 |
| Mulholland & Kuperstock Asset Management, Llc | Vista | CA | 03/2019 | Present |
| Mkam Etf Llc | Las Vegas | NV | 12/2022 | Present |
**MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC; 138 Civic Center Drive, Suite 204-227, Vista, CA 92084; investment related; state registered investment adviser providing individuals and other types of clients with investment advisory services; Managing Member and Chief Compliance Officer; start date March 2019; spend approximately 60% of working hours each week on this business, some of which is during securities trading hours; administer compliance program and assist in managing the business.**-- --**MKAM ETF LLC; 1180 N. Town Center Drive, Suite 100, Las Vegas, NV 89144; investment related; SEC registered investment adviser to serve as sub-adviser to ETF; Principal and Chief Compliance Officer; start date December 2022; spend approximately 40% of working hours each week on this business, much of which is during securities trading hours; administer compliance program and assist in managing the business.**
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-03-15 |
| S66 | Uniform Combined State Law Examination | 2004-05-14 |
| S63 | Uniform Securities Agent State Law Examination | 1985-07-26 |
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