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Current Employers
Mulholland & Kuperstock Asset Management, Llc

San Diego, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-09
NV RA APPROVED 2025-01-09
TX RA APPROVED_RES 2025-01-03
  • CA RA
    APPROVED
    Since 2025-01-09
  • NV RA
    APPROVED
    Since 2025-01-09
  • TX RA
    APPROVED_RES
    Since 2025-01-03

Branch Locations

San Diego, CA • United States

1180 N. Town Center Drive Suite 100, Las Vegas, NV 89144 • United States

Mkam Etf Llc

1180 N. Town Center Drive Suite 100, Las Vegas, NV 89144 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-09
NV RA APPROVED 2025-01-09
  • CA RA
    APPROVED
    Since 2025-01-09
  • NV RA
    APPROVED
    Since 2025-01-09

Branch Locations

1180 N. Town Center Drive Suite 100, Las Vegas, NV 89144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gsg Capital Advisors Los Angeles CA 07/2009 03/2019
Mulholland & Kuperstock Asset Management, Llc Vista CA 03/2019 Present
Mkam Etf Llc Las Vegas NV 12/2022 Present
Previous Registrations
  • 2010-11-22 → 2019-05-13
    Gsg Capital Advisors, Llc
    Los Angeles, CA
  • 2004-05-17 → 2009-05-13
    Beverly Hills, CA
    Beverly Hills, CA
Other Businesses

**MULHOLLAND & KUPERSTOCK ASSET MANAGEMENT, LLC; 138 Civic Center Drive, Suite 204-227, Vista, CA 92084; investment related; state registered investment adviser providing individuals and other types of clients with investment advisory services; Managing Member and Chief Compliance Officer; start date March 2019; spend approximately 60% of working hours each week on this business, some of which is during securities trading hours; administer compliance program and assist in managing the business.**-- --**MKAM ETF LLC; 1180 N. Town Center Drive, Suite 100, Las Vegas, NV 89144; investment related; SEC registered investment adviser to serve as sub-adviser to ETF; Principal and Chief Compliance Officer; start date December 2022; spend approximately 40% of working hours each week on this business, much of which is during securities trading hours; administer compliance program and assist in managing the business.**

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-15
S66 Uniform Combined State Law Examination 2004-05-14
S63 Uniform Securities Agent State Law Examination 1985-07-26
  • S65 Uniform Investment Adviser Law Examination
    2019-03-15
  • S66 Uniform Combined State Law Examination
    2004-05-14
  • S63 Uniform Securities Agent State Law Examination
    1985-07-26
Other Names
  • Mark Howard Kuperstock

View on SEC IAPD

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