Simi Struve

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Newport Beach, CA
• 11/2016 → 10/2021
  Wells Fargo Clearing Services, Llc
  Newport Beach, CA
• 10/2021 → Present
  Morgan Stanley Smith Barney Llc
  Newport Beach, CA
• 10/2021 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2011-01-03 → 2021-10-12
  Wells Fargo Clearing Services, Llc
  El Segundo, CA
  Fullerton, CA
  Irvine, CA
  Irvine, CA
  Los Angeles, CA
  Newport Beach, CA
  La Habra, CA
  Seal Beach, CA
  Seal Beach, CA
  Anaheim, CA
  Anaheim, CA
  Fullerton, CA
  Huntington Beach, CA
  Costa Mesa, CA
  Irvine, CA
  Newport Beach, CA
• 2006-10-27 → 2011-01-03
  Wells Fargo Investments, Llc
  Fullerton, CA
  Fullerton, CA

Other Businesses

*458914-Rental Property; Investment related -No; Huntington Beach, California; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2020; During business hours: 0; After business hours: 1; Property Management

Exams

• S66 Uniform Combined State Law Examination
  2006-10-26

Other Names

• Simi Phull
• Simi Phull Mavi
• Simi Struve