Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2008-05-12 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | New Stanton | PA | 05/2008 | Present |
1. 05/09/2008 - RR Development - Investment Related - Real Estate Rental - Time Spent 1% - Resort rental property and a 32 acre farm subdivided into lots that are sold through a real estate broker, not advertised or a public business. 2. 05/09/2008 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Time Spent 1% - Sales of health insurance. 3. 10/1/2014 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 10/15/2014 - 0 Hours Per Month - Life and Disability Insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-22 |
Reach out to this advisor