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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-06-26 |
| FL | RA | APPROVED | 2023-01-04 |
| NY | RA | APPROVED | 2021-05-07 |
| TX | RA | APPROVED_RES | 2019-01-24 |
| CA | RA | APPROVED | 2018-12-13 |
Branch Locations
80 Linden Oaks Suite 220, Rochester, NY 14625-2809 • United States
3801 Pga Blvd Suite 801, Palm Beach Gardens, FL 33410-2757 • United States
200 Park Avenue 2Nd Floor, Florham Park, NJ 07932-1026 • United States
Whitehouse Station, NJ • United States
West Palm Beach, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Rochester | NY | 12/2001 | 05/2017 |
| Rbc Capital Markets, Llc. | Rochester | NY | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-12-12 |
| S65 | Uniform Investment Adviser Law Examination | 1993-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-02-10 |
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