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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

13455 Noel Road 20Th Floor, Dallas, TX 75240 • United States

Parker, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Dallas TX 11/2005 03/2017
Mml Investors Services, Llc Dallas TX 03/2017 Present
Massmutual Life Insurance Co Dallas TX 07/2016 Present
  • 11/2005 → 03/2017
    Metlife Securities Inc
    Dallas, TX
  • 03/2017 → Present
    Dallas, TX
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Dallas, TX
Previous Registrations
  • 2005-12-05 → 2017-03-25
    Msi Financial Services, Inc.
    Dallas, TX
    Dallas, TX
    Richardson, TX
    Parker, TX
    Dallas, TX
    Springfield, MA
    Springfield, MA
    Dallas, TX
  • 1994-08-18 → 2006-01-11
    Metlife Investment Fund Services Llc
    Irving, TX
Other Businesses

NAME: CHARLES MULKEY INV REL: Y ADD: 13455 NOEL ROAD, 20TH FLOOR DALLAS TX 45240 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, GROUP HEALTH, OTHER - FIXED ANNUITY, LTC, DI POSITION: SALES START DATE: 09/2016 No. HR/MO: 5. No HR/MO DURING SEC TRADING: 5

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-09-06
  • S63 Uniform Securities Agent State Law Examination
    1985-09-06
Other Names
  • Chuck Mulkey

View on SEC IAPD

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